New York residents facing securities law issues have access to attorneys who specialize in securities fraud, SEC investigations, broker-dealer compliance, investment disputes, and corporate disclosure. The legal framework in New York differs from other states in important ways, and the attorneys listed here have experience navigating Supreme Court proceedings and the specific regulations that govern securities law cases in this jurisdiction.

The statute of limitations for securities law matters in New York is generally 6 years, though specific deadlines vary by case type. Cases proceed through Supreme Court, and New York's state laws may provide protections or requirements that differ from federal standards. The New York State Bar Association sets the professional standards for practitioners, and attorneys who focus on securities law in New York bring jurisdictional expertise that general practitioners often lack.

Choosing the right securities law attorney in New York means evaluating more than just qualifications — it means finding someone who understands the local legal system and has handled similar cases. Use the profiles on this page to compare attorney experience, read client reviews, check office locations, and identify lawyers who offer free initial consultations. Taking the time to compare options can significantly affect your outcome.

Before you choose an attorney, it helps to understand the legal landscape. Read our complete guide to securities law law in New York to learn about filing deadlines, state-specific rules, and what damages or remedies may be available in your case. Then use the directory below to find and compare qualified lawyers across New York.

Mary Curry - Attorney
0/5 (0 reviews)
Gana Weinstein LLP
 3706 N Greenview Ave #100 Chicago IL 60613
St. John s University School of Law
English
Bar #5744636
New York Bar
Active License
Verified
Arbitration & Mediation Business Law Securities Law
Rick Mayer - Attorney
0/5 (0 reviews)
LaxNeville
 350 Fifth Avenue Suite 4640 New York NY 10118
(212) 696-1999
St. John s University School of Law (2020)
English
New York Bar
Unknown Status
Arbitration & Mediation Securities Law Stockbroker & Investment Fraud
Adam Schreck - Attorney
0/5 (0 reviews)
Malecki Law
 11 Broadway #715 New York NY 10004
(212) 943-1233
New York Law School
English
Bar #6045595
New Jersey Bar
Active License
Verified
Arbitration & Mediation Business Law Securities Law
Justin Solomon Nematzadeh - Attorney
0/5 (0 reviews)
Nematzadeh PLLC
 101 Avenue of the Americas Suite 909 NEW YORK NY 10013
(929) 560-6264
Fordham University School of Law
English, French, Hebrew, Persian
Bar #4684940
New York Bar
Active License
Verified
Business Law Consumer Law Real Estate Law
Benjamin Calkins - Attorney
0/5 (0 reviews)
 600 Superior Avenue East Suite 1300 Cleveland OH 44114
University of Michigan Law School (1978)
French
Bar #2358885
New York Bar
Active License
Verified
Arbitration & Mediation Business Law Real Estate Law
Jason A. Stewart - Attorney
0/5 (0 reviews)
The Law Offices of Neal Brickman P.C.
 420 Lexington Ave. Ste. 2811 New York NY 10170
(212) 986-6840
Bar #5193263
New York Bar
Unknown Status
Verified
Appeals & Appellate Business Law Employment Law
Thomas Perry Setser - Attorney
0/5 (0 reviews)
Tully Rinckey PLLC
 400 Linden Oaks Suite 110 Rochester NY 14625
Mississippi State University
English
Bar #5648860
New York Bar
Active License
Verified
Military Law Securities Law
Leo Choi - Attorney
0/5 (0 reviews)
Sosnow & Associates PLLC
 20 W 20th Street Suite 804 New York NY 10011
(201) 575-2424
Bar #5904214
Active License
Verified
Business Law Securities Law
Tanner Bryce Jones - Attorney
0/5 (0 reviews)
Jones Law Office, P.C.
 42 West 38th Street Suite 1002 New York NY 10018
(212) 258-0685
Columbia Law School
English, Russian
Bar #5364013
New York Bar
Active License
Verified
Business Law Communications & Internet Law Construction Law
Divakar Gupta - Attorney
0/5 (0 reviews)
Cooley LLP
 55 Hudson Yards New York NY 10001
(212) 479-6474
Harvard Law School (2000)
Bar #24084532, 237568, null
Texas Bar
Active License
Verified
Business Law Communications & Internet Law Health Care Law
Jacqueline Candella - Attorney
0/5 (0 reviews)
Malecki Law
 11 Broadway #715 New York NY 10004
(212) 943-1233
Pace University
English
Bar #6061105
New York Bar
Active License
Verified
Arbitration & Mediation Securities Law Stockbroker & Investment Fraud
Jeffrey Linehan - Attorney
0/5 (0 reviews)
The Linehan Law Office, PLLC
 305 Broadway 7th Floor New York NY 10007
(646) 290-7033
New York Law School (2007)
English
Bar #4878310
U.S. District Court, Eastern District of New York Bar
Active License
Verified
Criminal Law DUI & DWI Securities Law
Neil Fridman - Attorney
0/5 (0 reviews)
Fridman Law Office PLLC
 154 Grand Street 3rd Floor New York NY 10013
(212) 262-9823
St. John s University (2006)
English, Georgian, Spanish
Bar #4735635
New York Bar
Active License
Verified
Business Law Communications & Internet Law Real Estate Law
Jack C. Auspitz - Attorney
0/5 (0 reviews)
Morrison & Foerster LLP
 250 West 55th Street New York NY 10019
(212) 468-8046
Harvard Law School (1968)
Bar #1069731
State Bar of New York Bar
Active License
Verified
Appeals & Appellate Business Law Consumer Law
Andrew Reich - Attorney
0/5 (0 reviews)
LaxNeville
 350 Fifth Avenue Suite 4640 New York NY 10118
(212) 696-1999
University of Michigan Law School
English
Bar #5226725
New York Bar
Active License
Verified
Bankruptcy Employment Law Securities Law
Ryan Gordon Blanch - Attorney
0/5 (0 reviews)
The Blanch Law Office
 261 Madison Ave. 12th Floor New York NY 10016
(212) 268-9700
Southern Methodist University
English, Polish, Russian, Spanish
Bar #3901469
2nd Circuit Bar
Unknown Status
Verified
Antitrust Law Appeals & Appellate Business Law
David Brendan Toscano - Attorney
0/5 (0 reviews)
Davis Polk & Wardwell LLP
 450 Lexington Avenue New York NY 10017
(212) 450-4515
Columbia Law School
Bar #2560811
New York Bar
Active License
Verified
Antitrust Law Business Law Securities Law
Lori Baitarian - Attorney
0/5 (0 reviews)
LaxNeville
 350 Fifth Avenue Suite 4640 New York NY 10118
(212) 696-1999
Columbia Law School (2020)
Arabic, Armenian, English, French
Bar #5926498
New York Bar
Active License
Verified
Arbitration & Mediation Securities Law Stockbroker & Investment Fraud
Matthew A. Schwartz - Attorney
0/5 (0 reviews)
Sullivan & Cromwell LLP
 125 Broad Street New York NY 10004-2498
(212) 558-4000
Columbia Law School (2000)
Bar #6261903
New York Bar
Active License
Verified
Antitrust Law Arbitration & Mediation Securities Law
Louis A Russo - Attorney
0/5 (0 reviews)
Russo Law LLC
 276 Fifth Avenue Suite 704 New York NY 10001
Maurice A. Deane School of Law at Hofstra University (2004)
Bar #5398607
New York Bar
Active License
Verified
Arbitration & Mediation Bankruptcy Business Law
Ephraim Jacob Fink - Attorney
0/5 (0 reviews)
Marshall Dennehey Warner Coleman & Goggin
 287 Bowman Avenue Suite 404 Purchase NY 10577
(914) 977-7306
New England Law Boston (1996)
English
Bar #3062056
New York Bar
Active License
Verified
Appeals & Appellate Construction Law Criminal Law
Jonathan Bach - Attorney
0/5 (0 reviews)
 The Grace Building 1114 Avenue of the Americas New York NY 10036
(212) 479-6470
Yale Law School (1990)
Bar #2475366
New York Bar
Active License
Verified
Antitrust Law Business Law Securities Law
John Joy - Attorney
0/5 (0 reviews)
FTI Law
 26 Broadway New York NY 10004
(212) 220-9760
Bar #5122932
Active License
Verified
Securities Law Tax Law White Collar Crime
Robert B. Niles - Attorney
0/5 (0 reviews)
Weil, Gotshal & Manges LLP
 767 Fifth Avenue New York NY 10153-0119
(212) 310-8651
Harvard Law School
New York Bar
Active License
Appeals & Appellate Bankruptcy Business Law
Samantha Plesser - Attorney
0/5 (0 reviews)
Liddle & Robinson, LLP
 130 West 79th St Apt. 3B New York NY 10024
(401) 935-9391
New School University (2014)
Bar #4845368
New York Bar
Active License
Verified
Arbitration & Mediation Employment Law International Law
Lynn D. Horwitz - Attorney
0/5 (0 reviews)
Cooley Godward Kronish LLP
 The Grace Building 1114 Avenue of the Americas New York NY 10036
(212) 479-6069
Fordham University School of Law (1994)
Bar #2663250
New York Bar
Active License
Verified
Antitrust Law Business Law Securities Law
Joseph Potashnik - Attorney
0/5 (0 reviews)
Joseph Potashnik and Associates, PLLC
 111 Broadway Suite 1305 New York NY 10006
(212) 577-6677
Ohio State University
Federal Circuit Bar
Unknown Status
Criminal Law Health Care Law International Law
Gregory A. Frank - Attorney
0/5 (0 reviews)
Frank LLP
 305 Broadway Suite 700 New York NY 10007
(212) 682-1853
Georgetown University Law Center
English
Bar #4622353
US District Court Eastern District of New York Bar
Unknown Status
Verified
Antitrust Law Consumer Law Securities Law
Irwin Weltz - Attorney
0/5 (0 reviews)
Weltz Law
 34 Willis Ave Suite 106 Mineola NY 11501
(877) 935-8952
New York Law School (1993)
English
Bar #2573624
U.S. District Court, Southern District of New York Bar
Active License
Verified
Employment Law Securities Law Stockbroker & Investment Fraud
Priscilla A Consolo - Attorney
0/5 (0 reviews)
Holwell Shuster & Goldberg LLP
 425 Lexington Avenue New York NY 10017
(646) 837-5151
Bar #5755707
Active License
Verified
Antitrust Law Appeals & Appellate Bankruptcy
Chris Warren - Attorney
0/5 (0 reviews)
Warren Law Group
 519 8th Ave 25th Floor New York NY 10018
New York Law School (2013)
English
New York Bar
Unknown Status
Arbitration & Mediation Business Law Securities Law
Jordan J. Levine - Attorney
0/5 (0 reviews)
Bressler, Amery & Ross, P.C.
 17 State Street 34th Floor New York NY 10004
(212) 235-6421
Seton Hall University School of Law (2014)
Bar #5548276
New Jersey Bar
Active License
Verified
Business Law Intellectual Property Real Estate Law
Nuo Jia Li - Attorney
0/5 (0 reviews)
Alpine Law PLLC
 99 Wall Street 3488 New York NY 10005
Harvard University (2021)
Chinese, English
Michigan Bar
Unknown Status
Business Law Health Care Law Intellectual Property
Mary Madeline Roberts - Attorney
0/5 (0 reviews)
Law Office of Mary Madeline Roberts, Esq.
 43 West 43rd Street Ste. 182 New York NY 10036
(212) 616-7555
The University of Chicago Law School (2011)
English
Bar #5382775
New York Bar
Active License
Verified
Business Law Communications & Internet Law Consumer Law
Arkady Bukh - Attorney
0/5 (0 reviews)
Bukh Law Office, P.C.
 14 Wall St New York NY 10005
(212) 729-1632
New York Law School (2000)
English, Hebrew, Russian, Spanish
Bar #4105615
New York Bar
Active License
Verified
Appeals & Appellate Business Law Cannabis & Marijuana Law
Jeffrey Paul Saxon - Attorney
0/5 (0 reviews)
MDF Law, PLLC
 28 Liberty Street, 30th Floor New York NY 10005
Maurice A. Deane School of Law at Hofstra University
Bar #4549572
2nd Circuit Bar
Active License
Verified
Arbitration & Mediation Employment Law Insurance Claims
Julie Debra Globus - Attorney
0/5 (0 reviews)
SABHARWAL, GLOBUS & LIM LLP
 20 Squadron Boulevard New City NY 10956
(845) 634-2250
Rutgers (1994)
English, Hebrew
Bar #4073854
New York Bar
Unknown Status
Verified
Business Law Education Law Securities Law
Sean J McGowan - Attorney
0/5 (0 reviews)
Kaufman McGowan PLLC
 190 Motor Parkway, Suite 200 Hauppauge NY 11788
(631) 972-0042
Bar #5364948
New York Bar
Active License
Verified
Business Law Cannabis & Marijuana Law Securities Law
Robert L. Herskovits - Attorney
0/5 (0 reviews)
Herskovits PLLC
 305 Broadway 7th Floor New York NY 10007
(212) 897-5410
Benjamin N. Cardozo School of Law (1996)
English
Bar #2819365
2nd Circuit Bar
Active License
Verified
Arbitration & Mediation Business Law Criminal Law
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