North Carolina Securities Law Lawyers

Compare verified securities law attorney profiles, read client reviews, and request free consultations across North Carolina

312 lawyers found

If you need legal help with securities law matters in North Carolina, understanding the local legal landscape is the first step. North Carolina attorneys handle cases involving securities fraud, SEC investigations, broker-dealer compliance, investment disputes, and corporate disclosure, and the state's specific rules — from filing procedures in Superior Court to applicable deadlines — can directly shape the strategy and outcome of your case.

The statute of limitations for securities law matters in North Carolina is generally 3 years, though specific deadlines vary by case type. Cases proceed through Superior Court, and North Carolina's state laws may provide protections or requirements that differ from federal standards. The North Carolina State Bar sets the professional standards for practitioners, and attorneys who focus on securities law in North Carolina bring jurisdictional expertise that general practitioners often lack.

The securities law attorneys listed here practice throughout North Carolina and can be filtered by location, reviews, and experience. Each profile includes practice area details, office locations, and client feedback. We recommend comparing several attorneys before making a decision — most offer free initial consultations, which gives you a chance to evaluate their approach and determine whether they're the right fit.

For a detailed overview of how securities law law works in North Carolina — including key statutes, deadlines, and what to expect from the legal process — Read our complete guide to securities law law in North Carolina. If you're ready to take the next step, browse the attorney profiles below and reach out for a free consultation.

Neil Riemann - Attorney
Neil Riemann
0/5 (0 reviews)
Penry Riemann PLLC
 510 Glenwood Ave Raleigh NC 27603
9198339449203
University of Michigan - Ann Arbor (1989)
4th Circuit Bar
Active License
Appeals & Appellate Construction Law Insurance Claims
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Andrew Whiteman - Attorney
Andrew Whiteman
0/5 (0 reviews)
Whiteman Law Firm
 5400 Glenwood Avenue, Suite 225 Raleigh NC 27612
(919) 571-8300
Ohio State University - Columbus (1977)
Bar #9523
Eastern District of North Carolina Bar
Active License
Verified
Business Law Employment Law Insurance Claims
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James Penry - Attorney
James Penry
0/5 (0 reviews)
 1330 Saint Mary s Street Suite 260 Raleigh NC 27605
(919) 792-3891
Wake Forest University School of Law
Spanish
U.S. Supreme Court Bar
Active License
Arbitration & Mediation Business Law Construction Law
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Daniel Watts - Attorney
Daniel Watts
0/5 (0 reviews)
Whiteman Law Office
 5400 Glenwood Avenue Suite 225 Raleigh NC 27612
(919) 571-8300
Elon University School of Law (2012)
Eastern District of North Carolina Bar
Active License
Business Law Employment Law Insurance Claims
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John Price - Attorney
John Price
0/5 (0 reviews)
 4819 Emperor Blvd. Suite 400 Durham NC 27703
(214) 722-5190
University of Kansas School of Law (1969)
English
Texas Bar
Active License
Antitrust Law Intellectual Property Securities Law
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Sonya Tien - Attorney
Sonya Tien
0/5 (0 reviews)
Tien Law Office, PC
 5540 Centerview Drive Suite 200 Raleigh NC 27606
(888) 920-8180
Columbia Law School
English
New York Bar
Unknown Status
Business Law Intellectual Property Securities Law
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Robert Ughetta - Attorney
Robert Ughetta
0/5 (0 reviews)
Cadwalader, Wickersham & Taft LLP
 227 West Trade Street Charlotte NC 28202
(704) 348-5141
Albany Law School of Union University (1993)
Unknown Status
Business Law Securities Law
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Donald (Donnie) E. Martin - Attorney
Donald (Donnie) E. Martin
0/5 (0 reviews)
 One Wachovia Center, Suite 3700 Charlotte NC 28202
70474989412026247389
University of Kentucky (1998)
North Carolina Bar
Unknown Status
Antitrust Law Appeals & Appellate Arbitration & Mediation
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Atkinson - Attorney
Atkinson
0/5 (0 reviews)
 One Wachovia Center, Suite 3700 Charlotte NC 28202
(704) 749-8954
University of North Carolina at Chapel Hill (1992)
North Carolina 1992 Bar
Unknown Status
Antitrust Law Appeals & Appellate Arbitration & Mediation
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Elizabeth Pate Foley - Attorney
Elizabeth Pate Foley
0/5 (0 reviews)
 Third Floor Washington DC 20001
(336) 624-8430
University of North Carolina School of Law (2005)
New York 2006 Bar
Unknown Status
Antitrust Law Appeals & Appellate Arbitration & Mediation
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Barney Stewart III - Attorney
Barney Stewart III
0/5 (0 reviews)
 301 S College St UNIT 2800 Charlotte NC 28202
(704) 749-8965
University of Oklahoma College of Law (1967)
North Carolina Bar
Unknown Status
Antitrust Law Appeals & Appellate Arbitration & Mediation
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Bryan Durrett - Attorney
Bryan Durrett
0/5 (0 reviews)
 One Wachovia Center, Suite 3700 Charlotte NC 28202
(704) 749-8938
University of Miami (1996)
Colorado Bar
Unknown Status
Antitrust Law Appeals & Appellate Arbitration & Mediation
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Bradley Kutrow - Attorney
Bradley Kutrow
0/5 (0 reviews)
 201 N Tryon St Charlotte NC 28202
(704) 343-2049
University of Virginia School of Law (1986)
District of Columbia Bar
Unknown Status
Appeals & Appellate Business Law Communications & Internet Law
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Scott Rudd - Attorney
Scott Rudd
0/5 (0 reviews)
 One Wachovia Center, Suite 3700 Charlotte NC 28202
(704) 749-8945
Campbell University (2002)
North Carolina 2002 Bar
Unknown Status
Antitrust Law Appeals & Appellate Arbitration & Mediation
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Brian Kahn - Attorney
Brian Kahn
0/5 (0 reviews)
 201 N Tryon St Charlotte NC 28202
(704) 343-2351
University of Virginia School of Law (2000)
Unknown Status
Appeals & Appellate Business Law Communications & Internet Law
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Jeffrey Hay - Attorney
Jeffrey Hay
0/5 (0 reviews)
 301 South College Street Charlotte NC 28202
(704) 331-4950
Erskine College (1980)
Unknown Status
Antitrust Law Business Law Communications & Internet Law
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Jason Scott - Attorney
Jason Scott
0/5 (0 reviews)
 Bank of America Corporate Center Charlotte North Carolina 28202
(704) 373-8862
Georgetown University Law Center (1999)
North Carolina Bar
Unknown Status
Communications & Internet Law Securities Law
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Garza Baldwin - Attorney
Garza Baldwin
0/5 (0 reviews)
 301 South College Street Charlotte NC 28202
(704) 331-4907
University of North Carolina at Chapel Hill (1973)
Unknown Status
Antitrust Law Business Law Securities Law
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Johnson - Attorney
Johnson
0/5 (0 reviews)
 2530 Meridian Parkway Durham NC 27713
(919) 484-2312
Duke University (1988)
Unknown Status
Antitrust Law Business Law Securities Law
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Geoffrey Maibohm - Attorney
Geoffrey Maibohm
0/5 (0 reviews)
 One Wachovia Center, Suite 3700 Charlotte NC 28202
(704) 749-8943
Syracuse University College of Law (1998)
North Carolina 1999 Bar
Unknown Status
Antitrust Law Appeals & Appellate Arbitration & Mediation
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Beauregarde - Attorney
Beauregarde
0/5 (0 reviews)
 100 North Tryon Street Charlotte NC 28202
(704) 331-1006
University of North Carolina at Chapel Hill (1998)
North Carolina Bar
Unknown Status
Business Law Securities Law
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John Russell - Attorney
John Russell
0/5 (0 reviews)
 65 TW Alexander Drive Durham NC 27709
(919) 466-1117
Harvard Law School (1985)
Bar of North Carolina Bar
Unknown Status
Business Law Health Care Law Securities Law
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Jonathan Brodhag - Attorney
Jonathan Brodhag
0/5 (0 reviews)
 214 N Tryon St Charlotte NC 28202
(704) 350-7768
University of Michigan (2005)
North Carolina Bar
Unknown Status
Antitrust Law Appeals & Appellate Construction Law
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Brian Cox - Attorney
Brian Cox
0/5 (0 reviews)
 101 South Tryon Street #4000 Charlotte NC 28280
(704) 444-1328
University of Virginia (1998)
North Carolina Bar
Unknown Status
Business Law Real Estate Law Securities Law
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Alexander Audilet - Attorney
Alexander Audilet
0/5 (0 reviews)
 300 N. Greene Street Greensboro North Carolina 27401
(336) 378-5438
Wake Forest University School of Law (1988)
North Carolina 1988 Bar
Unknown Status
Antitrust Law Business Law Real Estate Law
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Barton C. Walker - Attorney
Barton C. Walker
0/5 (0 reviews)
 201 North Tryon Street Suite 3000 Charlotte NC 28202
(704) 343-2000
University of Notre Dame Law School (2004)
North Carolina Bar
Unknown Status
Business Law Family Law Health Care Law
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Andre Rose - Attorney
Andre Rose
0/5 (0 reviews)
 214 North Tryon Street Charlotte NC 28202
(704) 331-5776
Duke University School of Law (1999)
Bar of North Carolina Bar
Unknown Status
Business Law Securities Law
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Kate Harris - Attorney
Kate Harris
0/5 (0 reviews)
 201 North Tryon Street Charlotte North Carolina 28202
(704) 343-2239
Wake Forest University School of Law (1995)
Unknown Status
Communications & Internet Law Intellectual Property Securities Law
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Christopher Leon - Attorney
Christopher Leon
0/5 (0 reviews)
 One West Fourth Street Winston-Salem NC 27101
(336) 721-3518
Northwestern University (1980)
Unknown Status
Antitrust Law Business Law Securities Law
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Emily Lynn Cantrell - Attorney
Emily Lynn Cantrell
0/5 (0 reviews)
 301 S College St 3400 Charlotte NC 28202
(704) 998-4047
Wake Forest University School of Law (2011)
Texas Bar
Unknown Status
Bankruptcy Business Law Securities Law
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Kenneth Lewis - Attorney
Kenneth Lewis
0/5 (0 reviews)
 2530 Meridian Parkway Research Triangle Park NC 27713
(919) 484-2328
Harvard Law School (1986)
Unknown Status
Business Law Real Estate Law Securities Law
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Brian Cromwell - Attorney
Brian Cromwell
0/5 (0 reviews)
 Hunton & Williams LLP Charlotte North Carolina 28280
(704) 378-4814
Fordham University School of Law (1995)
Unknown Status
Business Law Criminal Law Family Law
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Andrew Konia - Attorney
Andrew Konia
0/5 (0 reviews)
 201 N Tryon St Charlotte NC 28202
(704) 343-2070
University of Virginia School of Law (1999)
Unknown Status
Business Law Communications & Internet Law Intellectual Property
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Beth MacDonald - Attorney
Beth MacDonald
0/5 (0 reviews)
 101 South Tryon Street #4000 Charlotte NC 28280
(704) 444-1179
Georgetown University (2000)
North Carolina Bar
Unknown Status
Business Law Securities Law
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Jeff Howland - Attorney
Jeff Howland
0/5 (0 reviews)
 One West Fourth Street Winston-Salem North Carolina 27101
(336) 721-3516
Wake Forest University (1979)
Unknown Status
Antitrust Law Business Law Gov & Administrative Law
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Jeffrey A. D. Cohen - Attorney
Jeffrey A. D. Cohen
0/5 (0 reviews)
 2530 Meridian Parkway #400 Durham NC 27713
(703) 394-2238
1998 William and Mary School of Law (1992)
Unknown Status
Antitrust Law Business Law Securities Law
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McKeithen - Attorney
McKeithen
0/5 (0 reviews)
 201 N Tryon St Charlotte NC 28202
(704) 343-2011
University of North Carolina at Chapel Hill School of Law (1966)
North Carolina Bar
Unknown Status
Business Law International Law Real Estate Law
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John Oakes - Attorney
John Oakes
0/5 (0 reviews)
 One Wachovia Center, Suite 3700 Charlotte NC 28202
(704) 749-8940
Michigan State University (2000)
North Carolina Bar
Unknown Status
Antitrust Law Appeals & Appellate Arbitration & Mediation
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Showing 1-40 of 312 attorneys
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