Securities Law law in Connecticut covers securities fraud, SEC investigations, broker-dealer compliance, investment disputes, and corporate disclosure. When these legal matters arise, having the right attorney can make a significant difference in the outcome. Connecticut has its own statutes, court procedures, and legal standards that apply specifically to securities law cases, and attorneys who practice in Superior Court regularly understand the nuances that affect how these matters are resolved.

The statute of limitations for securities law matters in Connecticut is generally 6 years, though specific deadlines vary by case type. Cases proceed through Superior Court, and Connecticut's state laws may provide protections or requirements that differ from federal standards. The Connecticut Bar Association sets the professional standards for practitioners, and attorneys who focus on securities law in Connecticut bring jurisdictional expertise that general practitioners often lack.

When selecting a securities law attorney in Connecticut, consider their specific experience with cases like yours, their familiarity with Superior Court procedures, and their track record. The attorneys listed on this page serve clients throughout Connecticut and have profiles that include their credentials, practice areas, office locations, and client reviews. Comparing multiple attorneys helps you find the right fit for your situation and budget.

Before you choose an attorney, it helps to understand the legal landscape. Read our complete guide to securities law law in Connecticut to learn about filing deadlines, state-specific rules, and what damages or remedies may be available in your case. Then use the directory below to find and compare qualified lawyers across Connecticut.

Daniel F. McGuire - Attorney
0/5 (0 reviews)
D.F. McGuire & Associates, LLC
 777 Westchester Avenue, Suite 101 White Plains NY 10604
(203) 826-2006
Harvard University
2nd Circuit Bar
Unknown Status
Business Law Employment Law Entertainment & Sports Law
Howard M. Rosenfield - Attorney
0/5 (0 reviews)
The Law Offices of Howard Rosenfield
 2255 Glades Rd #324A Boca Raton FL 33431
(860) 677-4334
University of the Pacific, McGeorge School of Law (1979)
English, Hebrew, Spanish
9th Circuit Bar
Active License
Arbitration & Mediation Securities Law Stockbroker & Investment Fraud
Aaron A. Romney - Attorney
0/5 (0 reviews)
LaxNeville
 2425 Post Road Suite 200 Southport CT 06890
(646) 328-1566
University of Connecticut School of Law (2008)
English
U.S. District Court, Southern District of New York Bar
Unknown Status
Bankruptcy Business Law Securities Law
Kenneth Lerman - Attorney
0/5 (0 reviews)
Kenneth B. Lerman, P.C.
 301 Yamato Road Suite 1240 Boca Raton FL 33431
(860) 724-7000
Emory University School of Law
Florida Bar
Active License
Business Law Real Estate Law Securities Law
Karen P. Wackerman - Attorney
0/5 (0 reviews)
Pullman & Comley, LLC
 850 Main Street P.O. Box 7006 BRIDGEPORT CT 06601-7006
(203) 330-2278
Brooklyn Law School (1985)
Connecticut Bar
Unknown Status
Business Law Employment Law Health Care Law
David Moran - Attorney
0/5 (0 reviews)
 695 East Main Street=0D Stamford CT 06901
(203) 388-0852
University of Virginia School of Law (1979)
Unknown Status
Antitrust Law Bankruptcy Energy, Oil & Gas Law
David Poppick - Attorney
0/5 (0 reviews)
 One Landmark Square Stamford Connecticut 06901
(203) 326-7428
Western New England College (1980)
U.S. Court of Appeals for the Fifth Circuit Bar
Unknown Status
Appeals & Appellate Business Law Civil Rights
Brian Frank - Attorney
0/5 (0 reviews)
 177 Broad St Stamford CT 06901
(203) 388-9100
Pace University School of Law (1998)
New York Bar
Unknown Status
Appeals & Appellate Construction Law Employment Law
Francis McCabe - Attorney
0/5 (0 reviews)
 177 Broad St Stamford CT 06901
(203) 388-9100
Fordham University
Connecticut Bar
Unknown Status
Appeals & Appellate Construction Law Employment Law
Gregory Lang - Attorney
0/5 (0 reviews)
 Three Stamford Plaza Stamford Connecticut 06901
(203) 353-6852
University of Connecticut School of Law
U.S. District Court, Eastern District of New York Bar
Unknown Status
Business Law Securities Law
Hope Ann Sweeney - Attorney
0/5 (0 reviews)
 177 Broad Street Stamford Connecticut 06901
(203) 388-9100
New York Law School (2003)
New York State Bar Bar
Unknown Status
Appeals & Appellate Construction Law Employment Law
Brian Thomas Del Gatto - Attorney
0/5 (0 reviews)
 177 Broad Street Stamford Connecticut 06901
(203) 388-9100
Quinnipiac School of Law (1986)
Colorado Bar
Unknown Status
Appeals & Appellate Construction Law Employment Law
Anthony Corleto - Attorney
0/5 (0 reviews)
 177 Broad St Stamford CT 06901
(203) 388-9100
Pace University School of Law (1989)
New York State Bar Bar
Unknown Status
Appeals & Appellate Construction Law Employment Law
Canera Pagano - Attorney
0/5 (0 reviews)
 177 Broad Street Stamford Connecticut 06901
(203) 388-9100
Quinnipiac University School of Law (2003)
Connecticut State Bar Bar
Unknown Status
Appeals & Appellate Construction Law Employment Law
Daniel Gottfried - Attorney
0/5 (0 reviews)
 185 Asylum Street, 22nd Floor Hartford CT 06103
(860) 256-6335
University of Connecticut School of Law
U.S. Tax Court Bar
Unknown Status
Business Law Securities Law Tax Law
Beata Shapiro - Attorney
0/5 (0 reviews)
 177 Broad Street Stamford Connecticut 06901
(203) 388-9100
Northeastern University School of Law (2004)
New York Bar
Unknown Status
Appeals & Appellate Construction Law Employment Law
Andrew Kupinse - Attorney
0/5 (0 reviews)
 6 Landmark Square Stamford CT 06901
(203) 351-4174
Fordham University School of Law (1998)
Unknown Status
Antitrust Law Business Law Gov & Administrative Law
Andrew Cote - Attorney
0/5 (0 reviews)
 PO Box 1965 Lakeville CT 06039
(860) 435-4721
University of Connecticut School of Law (1976)
Connecticut Bar
Unknown Status
Arbitration & Mediation Business Law Personal Injury
Victor Zimmermann - Attorney
0/5 (0 reviews)
 695 East Main Street=0D Stamford CT 06901
(203) 388-0849
Fordham University School of Law (1977)
New York Bar
Unknown Status
Antitrust Law Bankruptcy Energy, Oil & Gas Law
John Caulfield - Attorney
0/5 (0 reviews)
 177 Broad St Stamford CT 06901
(203) 388-9100
Seton Hall University School of Law (1992)
New Jersey State Bar Bar
Unknown Status
Appeals & Appellate Construction Law Employment Law
Joseph Michael Solimene - Attorney
0/5 (0 reviews)
 2 Linsley Street, Suite 205 North Haven CT 06473
(203) 687-4113
Quinnipiac School of Law (2003)
New York State Bar Bar
Unknown Status
Appeals & Appellate Construction Law Employment Law
Robert Reeves - Attorney
0/5 (0 reviews)
 6 Landmark Square Stamford CT 06901
(203) 351-4516
Columbia University School of Law (1976)
Unknown Status
Antitrust Law Business Law Gov & Administrative Law
Eric W.F. Niederer - Attorney
0/5 (0 reviews)
 177 Broad St Stamford CT 06901
(203) 388-9100
Seton Hall University School of Law (2001)
Connecticut Bar
Unknown Status
Appeals & Appellate Construction Law Employment Law
Heather Fusco - Attorney
0/5 (0 reviews)
 177 Broad St Stamford CT 06901
(203) 388-9100
Quinnipiac University School of Law (2007)
Connecticut Bar
Unknown Status
Appeals & Appellate Construction Law Employment Law
Mark Schnitzler - Attorney
0/5 (0 reviews)
 177 Broad St Stamford CT 06901
(203) 388-9100
Quinnipiac University School of Law (2003)
New York Bar
Unknown Status
Appeals & Appellate Construction Law Employment Law
John Alexander Bates - Attorney
0/5 (0 reviews)
 1000 Lafayette Blvd. Suite 1100 Bridgeport CT 06604
(475) 999-2701
Seattle University School of Law (1992)
English, French, Mandarin, Spanish
New York Bar
Unknown Status
Employment Law Immigration Law Securities Law
Paul Belval - Attorney
0/5 (0 reviews)
 242 Trumbull Street Hartford CT 06103
(860) 275-0100
Pace University School of Law (1989)
State of Connecticut Bar
Unknown Status
Energy, Oil & Gas Law Environmental Law Securities Law
Michael Tortora - Attorney
0/5 (0 reviews)
 177 Broad St Stamford CT 06901
(203) 388-9100
Quinnipiac School of Law (1997)
Connecticut Bar
Unknown Status
Appeals & Appellate Construction Law Employment Law
R. Scott Beach - Attorney
0/5 (0 reviews)
 24 Field Point Road Greenwich CT 06830
(203) 862-7800
George Washington University National Law Center (1993)
Connecticut Bar
Unknown Status
Business Law Securities Law
James Kuthe - Attorney
0/5 (0 reviews)
 177 Broad Street Stamford Connecticut 06901
(203) 388-9100
Case Western Reserve School of Law (2007)
Connecticut Bar
Unknown Status
Appeals & Appellate Construction Law Employment Law
Stephen Brown - Attorney
0/5 (0 reviews)
 177 Broad Street Stamford Connecticut 06901
(203) 388-9100
Quinnipiac University School of Law (1996)
New York Bar
Unknown Status
Appeals & Appellate Construction Law Employment Law
Shannon Nicole Philipp - Attorney
0/5 (0 reviews)
 177 Broad Street Stamford Connecticut 06901
(203) 388-9100
University of Connecticut School of Law (2005)
Connecticut State Bar Bar
Unknown Status
Appeals & Appellate Construction Law Employment Law
Janice Eiseman - Attorney
0/5 (0 reviews)
 6 Landmark Square Stamford CT 06901
(203) 351-4231
Georgetown University Law Center (1980)
Unknown Status
Antitrust Law Business Law Securities Law
Peter Roberts - Attorney
0/5 (0 reviews)
 Financial Centre, Suite 304A Stamford CT 06901
(203) 399-5910
Northeastern University School of Law (1990)
Georgia Bar
Unknown Status
Employment Law Immigration Law Securities Law
Brian Calvey - Attorney
0/5 (0 reviews)
 400 Atlantic Street Stamford CT 06901
(203) 351-8070
University of Virginia (1973)
New York Bar
Unknown Status
Business Law Securities Law
Showing 1-40 of 73 attorneys
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