About Alan
Alan Rosca trained first in business. He earned an MBA from Baldwin-Wallace College in 2001, then returned to law school and took his J.D. from Cleveland State University in 2008. He built that combination of credentials into a practice that touches both corporate finance and the private disputes that follow the sale of securities.
Rosca's early career bridged transactional environments and dispute resolution. By 2018 he was working as a securities lawyer at Goldman Scarlato & Penny, where he handled matters rooted in investor complaints and broker-dealer disputes. That role placed him in arbitration work and regulatory-defense matters common to the securities bar.
After several years in firms that concentrated on financial disputes, Rosca established a practice of his own. He is a member of RoscaLaw LLC and is associated with an office listed as Rosca Scarlato LLC. He also holds membership in the Public Investors Arbitration Bar Association, a professional group that brings together lawyers who represent investors in arbitration and litigation.
Colleagues describe Rosca as methodical. He approaches filings and hearings with attention to procedural detail. He has represented clients before arbitration panels and in interactions with regulatory bodies. Casework has ranged from contested account closures and suitability challenges to claims arising out of investment advice and product disclosures.
His background in business administration shapes his approach to cases. He often examines the economic context behind transactions and insists on clear documentation. That perspective is useful when disputes turn on account histories, trade recommendations or the disclosure practices of broker-dealers. He also draws on courtroom and arbitration experience to prepare cases for hearing when settlement is not possible.
Community and professional involvement have been part of Rosca’s practice life. Membership in the Public Investors Arbitration Bar Association connects him to peers who litigate investor claims and helps him stay current on arbitration trends and practice rules. He maintains active ties to the Ohio legal community and handles matters arising under Ohio securities and financial regulations.
Rosca is licensed to practice in Ohio. He maintains a mixed practice that continues to involve securities arbitration and investor representation. He now practices at RoscaLaw LLC, handling securities and investor-dispute matters.
