About Mr Daniel E Legaye
Mr. Daniel E. LeGaye Sr. is a attorney specializing in business and securities law, practicing in The Woodlands, Texas. He has been actively involved in corporate, securities, and business law since 1980, representing both individuals and businesses in various commercial transactions, corporate structuring.
Regulatory compliance matters. Mr. LeGaye earned his Juris Doctor from the University of Houston Law Center in 1980. He holds a Bachelor of Arts in Political Science from the University of Houston, awarded cum laude in 1977. In 1981, he was admitted to the State Bar of Texas, where he remains an active member in good standing.
His practice areas include business law and securities law, with a focus on regulatory and compliance counsel for the financial services industry. Mr. LeGaye has previously served as General Counsel and Executive Vice President of MGL Consulting Corporation for over 23 years. He also held the position of General Counsel for Horne Financial Corporation, Horne Securities Corporation, and Bankers Capital Securities, specializing in the private placement of real estate securities and investment banking. He is a member of the American Bar Association, the State Bar of Texas, the Montgomery County Bar Association.
The National Society of Compliance Professionals. Mr. LeGaye is also a regular speaker on issues including anti-money laundering compliance, regulatory compliance, and exam issues for both broker-dealers and investment advisers. He is the managing partner at The LeGaye Law Firm, P.C., located at 2002 Timberloch Place, Suite 200, The Woodlands, TX 77380.
