About Celiza (Lisa)
Lisa Bragança protects people and businesses from being bilked by way of Wall Street and bullied with the aid of regulators. She knows a way to get essential information to securities regulators early, before they have got reached a decision on whether or not to charge and what to price. Lisa served as a Branch Chief within the Division of Enforcement of the Chicago Office of the Securities & Exchange Commission, in which she handled investigations of accounting fraud, Ponzi schemes, insider trading, churning, and unsuitability. While at the SEC, Lisa collaborated with the federal crook prosecutors in securities fraud investigations at foremost groups.
Since leaving the SEC, Lisa has represented monetary advisors, corporation personnel, executives, CEOs and others in SEC, FINRA, and country securities regulatory investigations and litigation. Lisa has assisted humans in determining whether and the way to document violations of securities legal guidelines to the SEC Office of the Whistleblower and different government organizations. Lisa has recovered thousands and thousands of greenbacks in investor losses through courtroom litigation and arbitration.
Lisa is a triple graduate of the University of Chicago. She has a B.A. (with honors) and J.D./M.B.A. (Order of the Coif, honors). She is a member of the Women s White Collar Defense Association (WWCDA), the Public Investor Advocate Bar Association (PIABA), the Chicago Bar Association (CBA), and the Illinois State Bar Association (ISBA). She is frequently requested to comment on securities law by using media like CNBC, Fox Business News, CoinDesk.TV, and leading securities information shops.
Since leaving the SEC, Lisa has represented monetary advisors, corporation personnel, executives, CEOs and others in SEC, FINRA, and country securities regulatory investigations and litigation. Lisa has assisted humans in determining whether and the way to document violations of securities legal guidelines to the SEC Office of the Whistleblower and different government organizations. Lisa has recovered thousands and thousands of greenbacks in investor losses through courtroom litigation and arbitration.
Lisa is a triple graduate of the University of Chicago. She has a B.A. (with honors) and J.D./M.B.A. (Order of the Coif, honors). She is a member of the Women s White Collar Defense Association (WWCDA), the Public Investor Advocate Bar Association (PIABA), the Chicago Bar Association (CBA), and the Illinois State Bar Association (ISBA). She is frequently requested to comment on securities law by using media like CNBC, Fox Business News, CoinDesk.TV, and leading securities information shops.